Privacy Policy

last updated in 2019

Teplitz Financial Group maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Teplitz Financial Group attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of Teplitz Financial Group to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services to the client. Teplitz Financial Group may disclose the client’s information if Teplitz Financial Group is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Teplitz Financial Group, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Teplitz Financial Group in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Teplitz Financial Group (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.

Teplitz Financial Group permits only authorized employees and affiliates who have signed a copy of Teplitz Financial Group’s Privacy Policy to have access to client information. Employees violating Teplitz Financial Group’s Privacy Policy will be subject to Teplitz Financial Group’s disciplinary process.

Additionally, whenever Teplitz Financial Group hires other organizations to provide services to Teplitz Financial Group’s clients, Teplitz Financial Group will require them to sign confidentiality agreements and/or the Privacy Policy.

Should you have any questions regarding the above, please contact Ari Teplitz, Managing Member of Teplitz Financial Group at 732-591-0909.


Important Consumer Disclosure

IMPORTANT CONSUMER DISCLOSURE

Teplitz Financial Group, LLC (“Teplitz”) is a New Jersey registered investment adviser located in Old Bridge, New Jersey.

Teplitz and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Teplitz maintains clients. Teplitz may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Teplitz’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Teplitz’s web site on the Internet should not be construed by any consumer and/or prospective client as Teplitz’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Teplitz. Any subsequent, direct communication by Teplitz with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of Teplitz, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov and/or the state securities law administrators for those states in which Teplitz is registered.

A copy of Teplitz’s current written disclosure statement discussing Teplitz’s business operations, services, and fees is available from Teplitz upon written request. Teplitz does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Teplitz’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. The Representatives of Teplitz are also securities licensed by several states with American Portfolios Financial Services, an independent broker-dealer. Member FINRA/SIPC.

Teplitz Financial Group Financial Advisors LLC is not affiliated with American Portfolios Financial Services, Inc. Securities offered through American Portfolios Financial Services, Inc. (APFS) Member FINRA/SIPC. Investment Advisory Services offered through Teplitz Financial Group Financial Advisors, LLC is not affiliated with APFS.

ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.